Phase 1 - Gap Analysis

Prepare Your Organization for ISO/IEC 42001 Compliance with Clarity and Confidence

​

Key Outcomes:

• Understand ISO/IEC 42001 requirements, principles, and certification scope

• Define your organization’s AI roles, systems, and AIMS boundaries

• Conduct an initial gap and readiness assessment using Shpil.ai

• Secure executive awareness and organization-wide buy-in

 

Summary:
Every certification journey begins with understanding. This phase establishes the foundation for ISO/IEC 42001 implementation by clarifying what the standard requires and how it applies to your AI operations. Through a structured readiness and gap analysis, we identify your current level of maturity, assess organizational preparedness, and outline the steps required to achieve compliance.

 

In Depth:
We begin by mapping your AI ecosystem to determine your role within the standard — provider, developer, or user — and defining the scope and boundaries of your AI Management System (AIMS). Using Shpil.ai, our proprietary compliance and maturity assessment framework, we evaluate your current controls, governance structures, and risk management practices against ISO/IEC 42001 clauses and objectives.

The outcome is a Gap Analysis Report and Action Plan that connects each identified gap to specific next steps on your path to certification. This phase also emphasizes executive and stakeholder engagement, ensuring leadership alignment with the strategic, ethical, and reputational value of ISO/IEC 42001 certification.